Compliance Monitoring Associate
Source: Talent GB
The main purpose of the role is to monitor the activities of a portfolio of Funds and Appointed Representatives (“ARs”) such that risks can be assessed and managed. The role is very varied with the role holder managing a variety of types of firms with a great opportunity to learn about the investment environment.
Although the role holder will take responsibility for both types of serviced entity, it is likely that the role will be focused towards the needs of Funds clients. Because of this, we are looking for someone with experience in Funds, perhaps in an operational or monitoring role. The G10 Monitoring team is high performing with lots of opportunity for learning and progression.
Day-to-day as Compliance Monitoring Associate:
At IQ-EQ we want you to reach your full potential. We offer an inclusive and diverse environment to support your career aspirations. With a strong emphasis on continuous learning and a holistic approach to your professional and personal development. We also offer opportunities across our service lines and our international network of offices.
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